Job #: F10216 | Added Date: 01/12/2022

Associate / Compliance Group


  • Full-time
  • 70-90K D.O.E.
  • Region: US
  • Location: NYC , NY


Midtown Japanese bank seeks Associate in the compliance group. 2-5 years experience is required.


Under the direction of the General Counsel and Chief Compliance Officer, support the Branch’s Legal & Compliance Group and overall compliance program. Assist in conducting compliance testing and risk assessment, drafting various reports, scheduling training, and preparing materials in response to regulatory information production requests. Perform other duties as assigned by the General Counsel and Chief Compliance Officer.


2-5 years experience in commercial banking compliance. Bachelor’s degree. Excellent organizational and interpersonal skills. Proficiency in Microsoft Office Suite, especially Excel.